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71 pages 2 hours read

Elizabeth Kostova

The Historian

Fiction | Novel | Adult | Published in 2005

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Preface-Part 1, Chapter 12Chapter Summaries & Analyses

Preface Summary: “A Note to the Reader”

Content Warning: The novel contains racial slurs, as well as depictions of violence, suicide, and incarceration.

The narrator claims that she did not intend to write this story, though recent events compelled her to record the events of her adolescence, 36 years ago. She conducted careful research in recounting these events, relying not only on her own recollections but also on the memories of others involved, as well as scholarly texts. She thanks those who helped her in this task and makes an impassioned appeal to the reader for their understanding.

Part 1, Chapter 1 Summary

In 1972, the narrator is 16 and living in Amsterdam with her father, Paul, an ambassador. She has almost forgotten her childhood in the US and barely remembers her mother, who died when she was an infant. She is well cared for by her father and their housekeepers. She spends time in her father’s library, where she happens upon an old book and “an envelope of yellowing papers” (5). She begins to read the first letter, from 1930. The note indicates that the recipient of the letter will be the heir to some sort of evil.

The narrator is curious about the letters and asks her father to take her on his next diplomatic mission. At afternoon tea, the narrator asks if her father will tell her the story of the book—imprinted with a large dragon—and the packet of letters. He reluctantly agrees.

Part 1, Chapter 2 Summary

Paul recollects his time as a graduate student studying history in the US. One night at the library, he notices a book that someone left behind: It is a very old book and bears an imprint of a dragon across its central pages; the dragon holds a banner in its claws etched with the name “DRAKULYA” (11). He knows Bram Stoker’s novel, and some movie adaptations, but he also remembers that Vlad Ţepeş, or Vlad the Impaler, was an actual historical figure, infamous for his cruelty, even against his own people. He ruled Wallachia in the 15th century and held his territory against the invading Turks, the encroachment of the Ottoman Empire. The name Dracula, derived from a root word for dragon, was bestowed upon Vlad the Impaler in honor of his ferociousness.

Paul realizes that the book is not the property of the library, but he returns it anyway. The next morning, however, the book is again at his desk, open to the picture of the dragon. He asks his advisor, Dr. Rossi, about the book. Rossi, an Englishman from Oxford University, is an imminent historian and well-liked professor; Paul considers him a friend and an advisor. When Paul shows Rossi the book, the professor is startled. Rossi also has a book like this, with the same woodcut of the dragon across its central pages. Both books are otherwise blank. Rossi, like the narrator’s father, found the book when he was a graduate student. This occurrence cannot be a coincidence, they agree.

Rossi relates some of the legend of Dracula: He was killed in battle, then “buried in a monastery on an island in Lake Snagov” in what is now Romania (19). The stories about his life, and particularly his cruelty, were mythologized by peasants in the surrounding area. In the 19th century, Stoker relays the legend in English; then Hollywood picks up the story in the 20th century, spreading the myth of the vampire. Rossi brushes this aside, but he says he cannot be so facile about his own research. This led him on a search to Istanbul and beyond: Rossi tells Paul that Vlad Ţepeş still lives.

Paul stops when he notices how late it is. The narrator does not know whether to believe her father or not, though she notes his shaking hands.

Part 1, Chapter 3 Summary

When they return to Amsterdam, the narrator’s father is unusually withdrawn. The book and letters were moved. Still, he agrees to let her accompany him on a trip to Ragusa in Italy. Rossi’s name comes up, and she prods her father to resume his story. He agrees, but only during the daylight hours.

Part 1, Chapter 4 Summary

Rossi admits that his belief in Dracula strains credulity, but he insists that what he witnessed in Istanbul proves Dracula is alive. In an archive of Sultan Mehmed II’s papers, Rossi finds three maps that he thinks point to Dracula’s tomb. He believes that the tomb isn’t in Lake Snagov. However, during his research, he is interrupted by someone who claims to be from the Ministry of Cultural Resources. The man does not want Rossi studying these materials; Rossi finds the man strange, noting his unpleasant smell. Later, he sees two puncture wounds on the man’s neck. The man takes one of the maps.

When Rossi confronts the librarian, the librarian claims that nobody entered the archives but Rossi. Rossi returns to his hotel and finds his room was searched, and his notes stolen. He leaves Istanbul in fear, abandoning his research. He gives Paul a packet of letters and tells him to be careful. Rossi says that he does not want to know what Paul finds.

When Paul pauses his storytelling, the narrator sees tears welling up in his eyes. When they get up, the narrator notices a large, dark man in the crowd; his presence captivates her.

Part 1, Chapter 5 Summary

Back in Amsterdam, the narrator conducts her own research. She is bothered that Vlad Ţepeş’s actions—burning, impaling, and burying people alive—are historically true. She returns home, determined to learn the whole story.

Paul takes her with him to Tuscany. They visit her father’s friends, Massimo and Giulia, and Massimo mentions the tragedy of Rossi’s disappearance. The narrator is even more determined to hear the rest of her father’s story.

Part 1, Chapter 6 Summary

Paul is stunned to learn of Rossi’s opinions on Dracula. He has a difficult time believing that Vlad Ţepeş still lives, though he trusts his advisor. As he is walking away from Rossi’s office, the streetlamps all go out, and he sees that the light is also extinguished in the office. Though frightened, he returns to his rooms. He sets the dragon book aside to focus on his studies.

Massimo, a fellow student, informs Paul that his mentor’s office is being searched by police. Paul was the last person to see Rossi, and there is blood on Rossi’s desk and the ceiling of his office. The police speculate that a bird or a bat might have flown in. Paul also notices that Rossi’s book—the duplicate to his own—is gone.

He retreats to the library, where he reads the contents of the envelope Rossi left to him: There are typed letters, maps, a tourist brochure for Romania, receipts from Istanbul, a road map of the Balkans, and a sealed envelope. He begins with the letters.

Part 1, Chapter 7 Summary

Back in Amsterdam, Paul keeps his daughter under close watch. She continues her research in the library, reading the history of Vlad Dracula, as well as Bram Stoker’s Dracula. While she doesn’t know if the book is factual, she discerns that Dracula preys on young women.

The narrator accompanies her father to southern France, where they stay in Les Bains, near the mountains of the Pyrénées-Orientales. The area hosts the monastery of Saint-Matthieu, and the manager of their restaurant tells them the monastery’s history. Founded in 999, it once housed a famous scholar, who died in unusual circumstances. After he was buried, a plague-like illness swept over the monastery. Many of the monks were found drained of blood. Finally, one of the monks unearthed the body, finding the scholar undead. The monks realized that he was rising from the grave to feed on the monks. The narrator’s father is visibly shaken, hastily ordering a coffee.

They leave the café as the sun sets. The narrator sees a bat flying in the distance. She think the manager’s story might be more disturbing to her father than his own.

Part 1, Chapter 8 Summary

Rossi’s first letter, from December 1930, reveals that he has embraced superstitious protection, sleeping with garlic under his pillow and wearing a crucifix. Before leaving for Greece to conduct research, he decides to investigate the legend of Dracula further at the Oxford library. He looks through scrolls from the time of Sultan Mehmed II, finding a short entry on expenses related to the Order of the Dragon. Thus, Rossi decides to follow the trail of information to Istanbul.

When Paul looks up from reading the letter, he notices another student at his table: She is reading a book on the Carpathians and has a copy of Stoker’s Dracula. He asks her about her research, but she finds his questions intrusive, and he is unable to place her accent. She says that she is preparing for a trip to Istanbul.

Part 1, Chapter 9 Summary

Rossi’s letter continues: In Istanbul, he encounters the maps in the Sultan’s archive, the foul-smelling minister with puncture wounds, and the theft of his notes (the same events from Part 1, Chapter 4). His next letter recounts his return to Greece and the resumption of his official research, though he notes that Greece itself harbors many legends about vampires. On his return to Oxford, Rossi reports feeling unwell. He writes to some American colleagues, hoping for an appointment in the US. After some rest, however, he returns to the old dragon book and reconstructs his stolen notes.

Part 1, Chapter 10 Summary

The narrator reflects on travelers and the desire to revisit a place: It is always disconcerting, because both the place and the traveler have changed. She remembers watching her father at Saint-Matthieu, observing that he was drawn to the place as if he had been there before. She thinks that he yearns for memories of the place, not in its landmarks: “[S]omething, I felt sure, had happened to him here” (78).

They visit the monastery in the mountains. Her father discusses the architecture and symbols of the place, noting its guardian totems. When they descend into the crypt, however, the narrator observes her father’s fear. She wants to ask him about the sarcophagus and the events he seems to remember, but she pauses. She knows that telling the story is difficult.

Part 1, Chapter 11 Summary

The librarian in Amsterdam begins finding books for the narrator, recognizing her interest in the history of Dracula and the region. In Tales from the Carpathians, she reads about the conflict between Sultan Mehmed II and Vlad Ţepeş. She asks the librarian for more information on Dracula, preferably from his contemporaries.

In Venice, the narrator and her father are sitting at an outdoor café when she remarks upon the city’s architecture. In the fall, her father will travel to Eastern Europe. She asked to accompany him. He responds to her comments by noting that San Marco—the great Byzantine church in Venice—was modeled upon the Hagia Sofia, the great mosque of Istanbul: She goaded him into admitting he has been to Istanbul.

Part 1, Chapter 12 Summary

Rossi’s next letter conveys the horrible consequences of the resumption of his research into Dracula. He opens the book again, wrinkling his nose at the smell of decay wafting from its pages. Upon studying the woodcut of the dragon, Rossi believes that it functions as a map to Dracula’s tomb.

He is startled from his revelations by the sound of footsteps outside his room, which end in silence. When Rossi opens the door, he finds his friend Hedges collapsed with blood pouring from a wound in his neck. Hedges is barely alive, ranting, “He said to tell you he will brook no trespasses” (90). At the hospital, the doctors tell Rossi that his friend suffered a stroke; he dies after another stroke in the night. Rossi believes that his friend was killed to warn Rossi away from his search.

Preface-Part 1, Chapter 12 Analysis

In this section, the narrator’s actions are intertwined with the darkly mysterious story inherited from her father, highlighting The Perils of Inheritance and Historians and the Search for Truth. Paul was the recipient of the tale—coincidentally or intentionally—from his mentor, Dr. Rossi. After finding the antiquated book with the dragon imprint, Paul approaches his professor to discuss its probable provenance. Rossi, too, was once given a copy of a similar book, which sent him on a search that he ultimately abandoned. Rossi passes along his letters and research to Paul, begging that he remain uninformed as to what Paul discovers. In his first letter, Rossi apologizes to his “unfortunate successor”: “If you are not my successor in some other sense, you will soon be my heir—and I feel sorrow at bequeathing to another human being my own, perhaps unbelievable, experience of evil” (5). The legend of Dracula’s tomb is passed down with fear, and while Rossi relinquishes his knowledge to Paul readily, hoping to be free of the vampire’s wrath, Paul is slower to share his history with his daughter, as he knows the grave danger that he is placing her in. Rossi’s letters from the 1930s lead to Paul’s discoveries in the 1950s and his subsequent retelling of events to his daughter in the 1970s. In examining the manner of his own inheritance, his hesitance to implicate his daughter is made clearer, creating a setting of tension as they zigzag across the world, both physically and in the history of Rossi’s letters. In this sense, the text has three layers: the unnamed narrator’s story, Rossi’s story, and Paul’s story. While they are interwoven, each section speaks in the present tense, and the overlapping histories highlights the interconnectedness of anyone who seeks Dracula.

The Preface acts as a warning, indicating that the narrator also fears passing along the tale and highlighting the theme of The Perils of Inheritance: “As a historian, I have learned that, in fact, not everyone who reaches back into history can survive it” (xv). The narrator remains unnamed throughout the book, having “taken shelter” in the refuge of objective scholarship and university affairs (xv). This sanctuary allows her to hide from the dangers of her own past while sharing her experiences directly with her reader in second-person narration, furthering the sense of danger, is if the reader is now the inheritor of the legend, and thus Dracula’s next target. The narrator lays claims to authenticity throughout the preface, referring to primary sources and scholarly secondary materials, though she also admits to artifice: “There is a final resource to which I’ve resorted when necessary—the imagination” (xvi). This captures The Historian’s other thematic concern, Cultural Tension Between the East and the West and the fine line between fact and fiction, history and legend. The entire Vlad Ţepeş/Dracula oeuvre—from 15th-century histories to Stoker’s infamous novel to Hollywood adaptations—depends upon the blurring of fact and fiction, which is often made blurrier by different cultural perspectives on the figure of Dracula. The narrator leaves this puzzle to her inheritor, the reader.

As a historian, the narrator cannot resist the pull of the truth or the lure of the legend, despite the possibility of danger. The story, with its multifarious layers and stop-and-start suspense, broken by the shifting narratives and time jumps, once thrilled the narrator, prompting her to coax the story out of her father. She allows herself to become frightened by the actual historical details of Vlad Ţepeş’s actions, like her father before her, highlighting the dangerous balance of Historians and the Search for Truth in the text. Rossi writes in his letters that “[t]he worst impulses of humankind can survive generations, centuries, even millennia” (73). In this light, Dracula represents a plague, his cruelty and inhumanity infecting subsequent generations. The manager of the restaurant in Les Bains suggests the same when recounting the tale of the undead scholar at the monastery, where “[s]everal monks died of a strange plague” (62). Rossi, too, feels the feverish grip of the story: As Paul says, “[i]t was as if the story had bitten so deeply in his mind […] that it needed only to be read off to a new listener” (74). And, thus, the legend of Dracula, like his undead condition, is transmitted through the ages like a disease, but the text also situates the legend, and thus Dracula, as human. These “worst impulses of humankind” (73) are monstrous, but Dracula operates as a human and historian, omitting gory violence in favor of a more sinister, human-like ability to track down those who hunt him and throw them off his scent rather than acting out of pure bloodlust. This presents a different approach to the legend of Dracula, situating the vampire’s danger in the act of seeking him rather his desire to seek others.

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By Elizabeth Kostova