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45 pages 1 hour read

John Steinbeck

The Grapes of Wrath

Fiction | Novel | Adult | Published in 1939

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Chapters 1-5Chapter Summaries & Analyses

Chapter 1 Summary

The author describes the effects of a dust storm in rural 1930s Oklahoma. Precipitated in part by the absence of rain, strong winds on the open plains lift the dry topsoil from the land and cause it to mix in large quantities with the air. The dust then takes days to settle. The storm makes the sun appear “as red as ripe new blood” (5) in the day and blocks out the stars at night. It causes a film of dust to get on everything, even when houses are tightly sealed. More importantly, for the farmers it uproots and ruins a large amount of the corn crop that had just started growing. After the storm, the men come from their houses and reflect on the devastation. The women come out and observe their men, wondering whether they will be able to keep their strength and composure through this.

Chapter 2 Summary

Tom Joad is the protagonist of The Grapes of Wrath. Dressed in new clothes, he waits beside a truck that is stopped by a roadside café. When the driver returns to his vehicle, Tom asks for a lift. Despite the sign on the windshield that states, “No riders” (9), the truck driver agrees. This is because Tom has piqued his pride by saying that “sometimes a guy’ll be good even if some rich bastard makes him carry a sticker” (9). In other words, the driver does not want to be viewed as subservient to a wealthy boss.

On the road, the driver talks about the hard life and long hours involved in being a trucker. Suspicious of Tom, he also quizzes him about what he is doing. Tom explains that he has just been released from prison and is returning to his father’s house. As he is getting out, Tom reveals that he had been imprisoned for killing another man.

Chapter 3 Summary

Steinbeck describes a land turtle walking beside a hot road. It struggles over a hill, before crushing with its body a red ant that had climbed inside its shell. On the highway a car first swerves to avoid the turtle. Then a truck swerves to deliberately hit it. The turtle is struck and flies through the air. However, it lands safely on its shell and continues walking.

Chapter 4 Summary

 Making his way back home, Tom spots the turtle and picks it up to give as a gift to his little brother. He also sees a man resting in the shade of a willow tree. This turns out to be the ex-preacher of his community, Jim Casy. Casy reminisces about baptising Tom in an irrigation ditch. He also recollects sleeping with many of the women in his congregation after giving his sermons. This leads Casy to tell Tom why he stopped being a preacher: He realized that he loved people and making them happy, but that belief in God was not necessary for this. This led him to what he says is “the most unreligious thing” (26): the idea that “maybe it’s all men an’ women we love; maybe that’s the Holy Sperit—the human sperit” (26). He came to believe in a form of pantheistic humanism—the idea that true value and divinity lies not in anything supernatural or non-human, but in the collective struggle and joy of human beings.

Tom confesses to Casy that he was in prison for killing a man who was attacking and stabbing him. He talks a little about prison life and says it was not that bad. He recalls someone who had deliberately broken parole to get back inside. This was because he had no electricity or proper food at home, while at least in prison he was fed. Tom sets off again to find his parents’ house. Casy decides to join him.

Chapter 5 Summary

The author describes a conversation between a tenant farmer and an owner of the land. The owner, speaking from inside a car, explains to the farmer that he must leave his home. The land’s lack of productivity, he argues, means that it can only now be made profitable by mechanization and consolidation. This is the case since “One man on a tractor” (35) who is paid a wage “can take the place of twelve or fourteen families” (35). When the farmer protests, the owner threatens him. He says that if he stays, he will be stealing, and police and then troops will be called in.

Next, the book describes an encounter between a tractor driver and a tenant farmer. The farmer pleads with the driver to consider the suffering he is causing to those evicted. The driver responds that he has no choice. He needs his “three dollars a day” (39) to feed his children. He goes on to say he will be paid a bonus to cave in the tenant’s house a little with the tractor. The farmer says that he will shoot him if he tries this. The driver retorts that this will make no difference. If he is killed the farmer will be hanged and another tractor driver will simply be brought in.

Chapters 1-5 Analysis

The Grapes of Wrath begins with a catastrophe. As described in Chapter 1, a dust storm, the likes of which plagued the American prairies throughout the 1930s, “dug cunningly among the rootlets of the corn” (4), ruining the crop. This meant that the already precarious livelihoods of the farmers were put further at risk. Yet although this calamity was in the immediate moment beyond human control, the response was a catastrophe of human design. This was the eviction of the tenant farmers by the landowners and the replacement of the tenant farmer system, whereby small-scale farmers lived on the land that they worked. This was to be replaced by the consolidation of all land into large plantations. This land would then be farmed by small numbers of wage laborers in tractors, living elsewhere.

This amounted to a second, deeper catastrophe. The tenant farmers would lose both their means of living and their way of life. Further, on a practical level this was not inevitable. It was true that in the short term, consolidating the land and growing a single cash crop like cotton would yield higher profits. However, this must be set against the vast human cost of the evictions, which includes the suffering for thousands of families and the broader social costs of dealing with those homeless and jobless people. There is also an ecological cost. The nameless farmer in Chapter 5 says to the landowner, “[Y]ou’ll kill the land with cotton” (35). The prioritisation of single cash crops will also leach minerals from the earth and render the land unproductive in the long run. It was precisely this kind of short term, profit-driven attitude that contributed to the dust storms in the first place.

The more rational response might be to keep the tenant farmer system but to direct it towards a more sustainable farming model. As Steinbeck’s unnamed farmer says, “If only they could rotate the crops they might pump blood back into the land” (34). Small-scale farmers with a long-term interest in the land’s health, growing a diverse range of crops, could be utilized to overcome the ecological catastrophe of the Dust Bowl. This would be achievable even if it took several years or involved government subsidies. However, the landowners in The Grapes of Wrath do not countenance this. They regard the consolidation of the land and related evictions as a necessity. The reason for this is what they call “the monster” (34). In the landowner’s conversation with the farmer the “monster” serves as the embodiment of the big banks, to which they are beholden. It also functions as a metaphor for the capitalist economic system overall.

As to whether or not this monster requires evictions, on one level the claims of the landowners can be seen merely as a method of evasion. They wish to absolve themselves of responsibility for their actions and convince the farmers to submit. As such, they blame what they are doing on impersonal and inscrutable forces. These powers, they say, can neither be reasoned with nor stopped. At the same time though, there is a certain truth to their arguments. As the owner says, men may have made the monster but “the monster isn’t men” (36). Further, “they can’t control it” (36). The capitalist economic system, once brought into being, possesses a spirit and logic of its own. This is centered on the accumulation and growth of profit. As the owner explains, “When the monster stops growing it dies” (34). Capitalist competition requires firms to get higher and higher levels of profit. They do so to be able to compete with the capital investment, and hence the technological levels and economies of scale, of their competitors. Any firm which does not do this will ultimately go out of business and be swallowed up by its competitors.

Thus, there is a certain inevitability to what unfolds at the start of the novel. This is beyond reason or common sense. It is likewise beyond considerations of morality or human welfare. It is “the monster”: an economic system which compels the big banks to extract maximum short-term profits from their resources. Hence it is also that which compels the landowners, as reliant on the capital of the bank, to extract maximum profit from the land. This is the case even if it does so at the cost of the people there or the land itself. The question raised is whether resistance to this system is possible. As the farmer says, “We all got to figure. There’s some way to stop this. It’s not like lightning or earthquakes” (41). The rest of The Grapes of Wrath is in part an exploration of how this might be done and why, from a human point of view, the author and characters believe it is so essential.

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