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53 pages 1 hour read

Pam Muñoz Ryan, Illustr. Peter Sis

The Dreamer

Fiction | Novel | Middle Grade | Published in 2008

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Chapters 4-6Chapter Summaries & Analyses

Chapter 4 Summary: “Forest”

Neftalí is now eight years old, eagerly awaiting his first train ride with his father into the forest. Father’s purpose in taking Neftalí on this trip, as he has taken Rodolfo many times already, is not to explore the forest, despite that being Neftalí’s main objective. He wants his son to watch the railroad crew at work making repairs to the track.

Rodolfo warns Neftalí not to expect a nicer version of Father to appear on the trip. He advises his younger brother of all the things he must do to avoid provoking Father’s anger, having learned the hard way himself. The last time Rodolfo went on the trip, he missed Father’s whistle indicating it was time to return to the train. Father had to go looking for him and found him singing. Rodolfo tells Neftalí, “I was disobeying him […] I…I still have the bruises” (90). He makes it apparent verbal abuse is not all he has experienced from their father.

Neftalí avoids getting in trouble until the scheduled trip and goes with his father as planned. He watches the crew work, fascinated, as Father explains their activities. He spends the rest of the morning wandering the forest on his own, examining unfamiliar plants and animals and collecting specimens. He writes words in the damp earth and murmurs them to the trees. Fearful that Father would disapprove, he looks around to make sure he’s alone, wondering, “If Father had heard or seen him, would he have thought him absentminded? Was he doing something wrong?” (99). He quickly kicks dirt and leaves over the words to erase the evidence.

When Neftalí hears his father’s whistle, he hurries back to the train. He and his father sit with the crew for lunch. Father is nice to him in front of the men, even displaying pride in him. Neftalí smiles, thinking, “So this was the other Father” (105). Rodolfo’s claim that there isn’t a nicer version of Father away from home begins to lose clout in Neftalí’s mind. His father tells the crew that Neftalí won’t be a railroad conductor, though. He’ll be a doctor or a dentist. Neftalí wonders how his father knows this when he doesn’t even know himself what he’ll be.

Chapter 4 is preceded by a double-page illustration of a leaf overlaid by an image of trees in a forest. The illustration is accompanied by the second stanza of Pam Muñoz Ryan’s poem, “I Am Poetry.” Chapter 4’s first full-page illustration depicts a hatchet and a scythe crossing each other in the shape of an X, and a butterfly. The caption asks, “Which is sharper? The hatchet that cuts down dreams? Or the scythe that clears a path for another?” (92-93). The next full-page illustration is of a giant beetle, overlaid by the image of a man with his head bent forward as if in weariness. The caption asks, “What lies beneath the bravado of a black and shiny armor?” (102-03).

Chapter 5 Summary: “Tree”

After a pleasant lunch with Father and the railroad crew, Neftalí spends the afternoon exploring more of the forest. He’s awed by a giant pine tree and by the intricacies of its pinecones. The tree seems to him tall enough to have seen everything from its highest branches, and he wonders if it knows all the secrets of the forest. He collects one of the pinecones and thanks the tree for bestowing such a treasure.

Shortly after wishing for a friend to tell all the wondrous things he’s seen in the forest, and imagining he might come to know his father’s affection, Neftalí hears the call of the chucao bird. Rodolfo had said if the chucao calls from a person’s right side, it’s an omen of fortune and happiness. If it calls from the left side, it warns of bad luck and disappointment. Neftalí hears the bird’s call on his right side and thinks it might portend his wish coming true.

As Neftalí approaches the train at the end of the afternoon laden with collected twigs, nests, bird eggs, and countless other treasures, the railroad men laugh at the sight. Father looks embarrassed, so Neftalí quickly empties his pockets, leaving everything but the pinecone behind. When one of the men appears about to comment, Father yells, “Ignore the boy! He is an idiot!” (117). He doesn’t sit with Neftalí on the ride home. Neftalí thinks the chucao bird, which supposedly never lies, has made its first false prediction.

Chapter 5’s first full-page illustration shows Neftalí with his arms and pockets full of items he’s collected from the forest, while the shadows of grown men tower over him. The next illustration depicts Neftalí riding on the back of a giant eagle. Its caption asks, “What wisdom does the eagle whisper to those who are learning to fly?” (119).

Chapter 6 Summary: “Pinecone”

In the month following the train ride to the forest, Neftalí has avoided his father and spent his free time reading adventure books by Jules Verne. When his father asks what he’s been doing and Neftalí admits he’s been reading, Father tells him he’s “nothing more than a brittle twig” and that books won’t make him vigorous (122).

Father sends Neftalí outside to play sports with the other boys. As he approaches the ongoing game of fútbol, he sees Blanca, the kind and pretty girl he secretly likes. Blanca says hi to Neftalí. Shyness overwhelms him and he’s unable to speak, making him wonder afterward what’s “wrongwith him.

Rodolfo and the other boys ignore Neftalí, so he returns to his backyard where he writes “I AM HERE” in the dirt (127). He peeks through a hole in the fence, as he’s done many times before, expecting to see only the weed-choked yard of the abandoned house next door. This time, however, he senses a presence on the other side. A child’s hand appears in the hole. The hand pushes a toy sheep through. Neftalí feels an urge to reciprocate. He retrieves his prized pinecone from his room to pass through the hole in return for the sheep. He hears a gasp of appreciation as the child’s hands pick up the pinecone.

Neftalí thinks he hears footsteps running into the house on the other side of the fence. He goes in search of the person who pushed the sheep through the hole, hoping his wish for a friend is finally coming true. The door to the house is unlatched and swings open when he knocks. He goes in but finds the house empty. No one has moved in.

Neftalí never does find the bestower of the toy sheep, but the sheep becomes his devoted companion. It offers him solace when he’s bullied. It listens to Neftalí read out loud and travels with him to distant worlds. It daydreams with him in an apple tree when he should be studying math. In moments of worry and anxiety, Neftalí vows to protect the toy sheep.

The first full-page illustration in Chapter 6 shows a dense copse of trees in the shape of a heart, surrounded by empty land. The caption asks, “What grows in the dark soil of disappointment?” (133). Another illustration shows Neftalí walking and leading a toy sheep on a string.

Chapters 4-6 Analysis

Much of this section is set in the forest, placing focus on the idea of nature. Neftalí’s appreciation of nature, and his respect for it, are portrayed as intrinsic characteristics that greatly influence his life and his writing, once more speaking to Inspiration, Influence, and Identity. When he collects the pinecone in Chapter 5, he doesn’t merely admire it—he thanks the tree it fell from for bestowing it.

The juxtaposition of the railroad next to the forest contributes to one of the story’s conflicts, nature versus development. Neftalí’s father is portrayed as valuing the work of the railroad, and development in general, over nature. Neftalí’s values are in opposition, creating a rift between him and his father.

Neftalí’s imagination continues to shape the events of the narrative, reflecting Daydreams and the Pursuit of Dreams. In the forest, a rhinoceros beetle grows to the size of a pony and Neftalí rides on its back. An illustration of the giant beetle with a man superimposed on it has the caption: “What lies beneath the bravado of a black and shiny armor?” (102-03), suggesting a symbolic connection between the beetle and Neftalí’s father.

In the forest, Father is portrayed through Neftalí’s eyes as “swaggering beneath the dark cape, with the confidence of someone who owned the forest” (100). The illustration’s hint that this swagger and confidence are merely bravado adds complexity to Father’s character. It suggests there might be fear and insecurity lurking beneath his armor of swaggering confidence, the kind of fear and insecurity any father might feel under the daunting charge of raising a child. All that’s apparent to Neftalí, however, are his father’s hurtful words and lack of affection.

Symbolism abounds in the forest. Neftalí wonders what the giant pine tree has seen from its highest branches, and whether it hides “all the secrets of the forest within its dark nooks” (107). This arboreal symbol of knowledge and wisdom emphasizes Neftalí’s curiosity, a trait which the author calls Pablo Neruda’s “spirit of inquiry” (355), and one which will come to define his writing.

The symbolism of the chucao bird is multi-faceted. Neftalí’s suspicion that the bird’s prediction for him was false challenges ideas of luck and fortune. A more important connection exists between the chucao bird and Neftalí’s future. When Neftalí sees it, he thinks, “Rodolfo was right. It was small but louder than anything he had heard in the forest” (113). Neftalí is small, thin, and physically weak, so his father thinks he’ll never make an impact on the world. Neftalí will learn, however, to elevate his voice through The Power of Words. He’ll see that, like the chucao bird, he can be small and still make himself heard.

Literary devices notable in these chapters include Muñoz Ryan’s use of metaphor and simile to describe elements of nature in the setting, like when Neftalí feels he’s “in a great domed cathedral—in a world without sky” (96-97) upon entering the forest. A literary allusion to Jules Verne’s Journey to the Center of the Earth characterizes Neftalí’s appreciation for classic literature and tales of adventure. The onomatopoeic calls of the Chucao bird: “chew—chew—chew—chew—cow” (111), and the words Neftalí murmurs to the trees, like “Rauli, Mapuche, Puma” (98), emphasize sound and rhythm.

A thematic emphasis on Inspiration, Influence, and Identity is maintained in these chapters. Being a successful railroad conductor is important to Father’s sense of self. In commenting to his crew that Neftalí naturally likes the ballast train work because, “After all, he is a railroader’s son” (105), he demonstrates pride in his son. He wants even bigger things for his son, though. His narrow view of what careers are part of an identity one can be proud of leads him to insist that Neftalí will become a doctor or dentist. At the age of eight, Neftalí recognizes he doesn’t yet know what he will become. His identity has not yet been defined, though his father seeks to put limits on its future shape.

How Neftalí and his older brother view their father’s identity significantly shapes the relationship between them. When the two talk, Rodolfo’s portrayal of Father is slightly different than what Neftalí experiences. Rodolfo says things will get worse as Neftalí gets older, meaning Father will become meaner and harder to please. The verbal abuse Neftalí experiences might turn to physical abuse, as it seems to have done with Rodolfo. Neftalí doesn’t fully accept Rodolfo’s views. He thinks his brother might be jealous that it’s Neftalí’s turn to take the trip into the forest with Father, or maybe just ungrateful. Neftalí still wants to believe he can earn his father’s kindness and affection.

Chapter 6 expands on Neftalí’s characterization. He likes Blanca, not only because she’s pretty, but because she’s kind. This shows Neftalí as someone who values kindness. His shyness leads to the development of an internal conflict in which he thinks there’s something wrong with him. He feels invisible, especially after his brother and the other boys ignore him, which he demonstrates by writing “I AM HERE” in the dirt (127). He copes with these feelings of loneliness and invisibility by retreating into his imagination. This is symbolized in this chapter by the hole in the fence being called a “porthole” (128), a metaphoric window through which he can connect to imagined realities. In providing The Toy Sheep, this porthole provides Neftalí with the thing he longed for most: a companion.

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