logo

47 pages 1 hour read

Michael J. Sandel

Justice

Nonfiction | Reference/Text Book | Adult | Published in 2005

A modern alternative to SparkNotes and CliffsNotes, SuperSummary offers high-quality Study Guides with detailed chapter summaries and analysis of major themes, characters, and more.

Chapters 5-7Chapter Summaries & Analyses

Chapter 5 Summary: “What Matters Is the Motive/Immanuel Kant”

Philosopher Immanuel Kant offers an alternative to the utilitarian and libertarian views of rights. In Kant’s view, our rights derive from “the idea that we are rational beings, worthy of dignity and respect” (103).Of the three approaches to justice discussed in Chapter 1, Kant is a proponent of the second approach: connecting “justice and morality to freedom” (106). He has a different idea of freedom, however. Freedom of choice does not include anything “biologically determined or socially conditioned” (108). Acting freely means acting “autonomously,” not “according to the dictates of nature or social convention” (108).

Kant rejects utilitarianism on the ground that it “leaves rights vulnerable” by relying on a calculation of the greatest happiness (106). He also argues that what the majority values is not necessarily just. Empirical calculations are also too variable to support universal principles. Essentially, “basing moral principles on preferences and desires–even the desire for happiness–misunderstands what morality is about” (106).

Kant also rejects religion as the basis for morality. Instead, he argues for “reason” as its basis (106). Because all human beings have the capacity for reason, we have the capacity for freedom, as he defines it. Kant refers to the opposite of acting freely as “heteronomy”; that is, acting according to determinations outside of oneself (109). In contrast, to “act freely is not to choose the best means to a given end; it is to choose the end itself, for its own sake” (109). Respecting human dignity thus means “treating persons as ends in themselves” (110), not as part of a happiness equation.

Thus, for Kant, the “moral worth of an action” comes from the “intention from which the act is done,” which is its “motive” (110). To be moral, that motive should be the “motive of duty,” according to Kant: “doing the right thing for the right reasons” (111). Acting out of self-interest, then, would be immoral in his view. So would “any and all attempts to satisfy our wants, desires, preferences, and appetites” (111). These are “motives of inclination,” and are immoral. If, for example, a shopkeeper could get away with overcharging someone and does not because it would hurt his reputation if someone found out, his action is not moral.

Kant acknowledges that people can have mixed motives and that it’s hard to tell what motivates someone to act a certain way. Nevertheless, he argues that doing something because it is the right thing to do makes it moral. For example, someone who gets pleasure from helping others is not moral, whereas someone who views helping others as a duty is moral. If it also happens to make the person feel good that is fine, but the person must have acted because it was “the right thing to do” (114).

Thus, for Kant, duty requires “categorical imperatives” (118). He contrasts these with “hypothetical imperatives” (“if you want X, then do Y”), which are conditional (118). To be free, “in the sense of autonomous,” a person must act on categorical imperatives.

Kant offers several formulations of the categorical imperative. First, Kant’s “formula of universal law” is to act “only on principles that we could universalize without contradiction” (119-20). For example, making a false promise to repay money is not a categorical imperative because if everyone did that, no one would believe any promises, which would make it futile to try to get money with a false promise. This has been criticized as a consequentialist argument–that is, rejecting false promises because of their consequences, not on principle–but Kant saw it as a way to “see if the action [he is] about to undertake puts [his] interests and special circumstances ahead of everyone else’s” (120).

Kant’s second formulation of the categorical imperative is to act “in such a way that you always treat humanity, whether in your own person or in the person of any other, never simply as a means, but always at the same time as an end” (121). Making a false promise would be wrong, then, because I would not be treating the other person “as an end, worthy of respect” (121). Murder and suicide are contrary to the categorical imperative for the same reason: both “treat persons as things, and fail to respect humanity as an end in itself” (122). Thus, For Kant, “self-respect and respect for other persons flow from one and the same principle” (122).

The respect owed to other human beings is not the same as “love, sympathy, solidarity,” or similar feelings (122). It is a “respect for humanity as such,” and our rational capacity (123).Ultimately, for Kant, acting “freely, that is, autonomously, and acting morally, according to the categorical imperative, are one and the same” (124). This is the basis for his critique of utilitarianism: actions based on a particular desire or interest are conditional, so they cannot be moral.

Kant’s categorical imperative is not the same as the Golden Rule (“Do unto others as you would have them do unto you”), because the Golden Rule “depends on contingent facts about how people would like to be treated” (124). The categorical imperative requires abstracting from particular people to determine “what it means to treat persons as rational beings, worthy of respect” (125).

The categorical imperative is also not the same as subservience to law. The duty is only to the law the person has chosen to follow as a universal law.

Kant does not believe that different people will come up with different categorical imperatives. Rather, he believes that everyone who exercises “pure practical reason” will arrive at the same ones (125). Thus, for Kant, “a free will and a will under moral laws are one and the same” (125).

To those who argue that scientists might eventually discover that we have no free will, Kant responds that we can see ourselves as belonging to the “sensible” world–the “laws of nature”–and the “intelligible” world–the laws based in “reason alone” (126-27). Because human beings inhabit the “intelligible” world, they can act autonomously according to categorical imperatives. Thus, Kant draws contrasts in four different areas:

1.   Morality: duty vs. inclination

2.   Freedom: autonomy vs. heteronomy

3.   Reason: categorical vs. hypothetical imperatives

4.   Standpoints (from which to view ourselves): intelligible vs. sensible realms

To explore Kant’s approach, Sandel looks at questions in three areas: sex, lies, and politics. First, Kant objects to casual sex as “degrading and objectifying to both partners” (129). Prostitution, likewise, is wrong because it treats people “merely as objects” (129). To libertarians who would say that we have a right to choose what to do with our own bodies, Kant would say that we have to “treat ourselves with respect, and not objectify ourselves” (130). Buying organs would likewise violate human dignity. Certain activities are thus ruled out, even “among consenting adults,” on grounds of “human dignity and self-respect” (131).

Second, Kant “takes a hard line on lying” (132). For example, if a friend is hiding in your house, and a murderer comes looking for him, Kant says it would be immoral to lie and say he was not there. For Kant, the “duty to tell the truth holds regardless of the consequences” (132). Although this seems extreme, Sandel defends it by pointing out that Kant would not require you to say that your friend is there. You could offer a “technically true but misleading statement,” such as that you saw him at the grocery store an hour ago (132). Bill Clinton’s statement “I did not have sexual relations with that woman, Ms. Lewinsky,” was an example of a technically true but misleading statement according to his attorney, because their sexual encounters did not meet the dictionary definition of sexual relations (135). As Sandel explains it, a “carefully crafted evasion pays homage to the duty of truth-telling in a way that an outright lie does not” (136). When people become known for making misleading statements, others learn to “parse such statements with an eye to their literal meaning” (137). Thus, a misleading statement does not “coerce or manipulate the listener” (137).

Third, as to politics, Kant’s writings carry “powerful implications for justice,” even though he did not write any major work of political theory (138). At root, he rejects utilitarianism “in favor of a theory of justice based on a social contract” (138). This theory has a “puzzling twist,” however (138). Unlike those who argue that legitimate government arises from an actual social contract, Kant argues that this contract is “imaginary,” presumably to avoid grounding his social contract in particular history or particular empirical facts (139). Because “principles of justice can’t rest on the interests or desires of a community,” it follows that the “mere fact that a group of people in the past agreed to a constitution is not enough to make that constitution just” (139). Kant did not elaborate on what principles this imaginary contract would produce, but John Rawls did, as discussed in the next chapter.

Chapter 6 Summary: “The Case for Equality/John Rawls”

American political philosopher John Rawls argues that “the way to think about justice is to ask what principles we would agree to in an initial situation of equality” (140). The resulting social contract would be just because we would be behind a “veil of ignorance”–no one would know what advantages or disadvantages they would have in the resulting society (140).

Rawls argues we would not choose utilitarianism, because we would not want to risk being a member of an “oppressed minority” (141). Nor would we choose libertarianism and risk ending up “destitute” (141). Rather, we would end up with two principles of justice: (1) “equal basic liberties for all citizens, such as freedom of speech and religion,” and (2) “only those social and economic inequalities that work to the advantage of the least well off” in society–what Rawls calls the “difference principle” (141, 151).To decide whether Michael Jordan’s wealth was consistent with this “difference principle,” for example, Rawls would ask whether it was “subject to a progressive tax system that taxed the rich to provide for the health, education, and welfare of the poor” (151). If so, and if this system made the poor better off, then Jordan’s wealth would not violate this principle.

Unlike the social contract, actual contracts are not “self-sufficient moral instruments” (142).Actual contracts “carry moral weight” if they “realize two ideals–autonomy and reciprocity” (144). They should be both “voluntary” and “mutually beneficial” (144).

Not all contracts have reciprocity. For example, if two children trade baseball cards voluntarily, and one knows more about the cards and the other agrees to unfair trades, there is autonomy but not reciprocity. Similarly, an elderly woman who agreed to pay $50,000 to have a leaky toilet fixed may have done so voluntarily, but most would say she had no moral obligation to pay.

On the other hand, Sandel argues that reciprocity may be enough–voluntariness may not be necessary to create a moral contract. For example, if A rents an apartment to B and B sublets it to C, who has necessary repairs done to the house and sends the bill to A, A can be ordered to pay. On the other hand, “squeegee men” operated this way in New York in the 1980s and 1990s, washing car windows without asking at traffic lights and demanding payment. The mayor ended up ordering the police to arrest them.

Rawls criticizes three alternative theories of justice for their arbitrariness. First, feudal aristocracies are unfair because they distribute wealth “according to the accident of birth” (152).Second, a libertarian society with “formal” equal opportunity is unfair because some have advantages others do not, such as supportive families (153, 156): “Only if everyone begins at the same starting line can it be said that the winners of the race deserved their rewards” (154). Third, even in a “meritocratic” society, with “fair” equal opportunity, in which everyone starts at the same point, wealth distribution will still be “determined by the natural distribution of abilities and talents” (154, 156).

Thus, Rawls argues for an egalitarian system. Opponents of egalitarianism argue that its application requires imposing “handicaps on the talented,” because otherwise there will never be equal results (154). But Rawls’s “difference principle” does not call for this equality of result (155). Rather, the talented should be allowed to excel, with the understanding that their winnings “should be shared with those who lack similar gifts” (156).

There are two main criticisms of Rawls’s difference principle. First, it does not give the talented incentives to perform. Rawls would respond that the difference principle “permits income inequalities for the sake of incentives, provided the incentives are needed to improve the lot of the least advantaged” over what they would have with a more equal arrangement (157). Second, Rawls’s theory seems to ignore the effort many devote to developing their talents. But Rawls would respond that “even effort may be the product of a favorable upbringing” that encourages and cultivates that effort (158). Sandel’s informal survey of his students bears this out: the vast majority say they are the first-born child, and studies have shown that first-born children tend to have a better work ethic than others.

Thus, Rawls rejects the idea of “rewarding moral desert” on two grounds (159). First, having greater talents than others is not that person’s doing. Second, “the qualities that a society happens to value at any given time” are “morally arbitrary” (161); whether particular skills “yield a lot or a little depends on what the society happens to want” (161).

Rawls would not argue, however, that “the people who work hard and play by the rules have no claim whatsoever on the rewards they get for their efforts” (160). Rather, Rawls distinguishes between moral desert and “entitlements to legitimate expectations” (160). These arise “once certain rules of the game are in place”; they do not “tell us how to set up the rules in the first place” (160). For example, a lottery winner may be “entitled” to the winnings under the rules of the game but cannot be said to “deserve” the winnings, when winning was arbitrary (161).

Some argue that we should just accept that life isn’t fair and “learn to live with it” (165). Rawls rejects this idea, on the ground that the “way things are does not determine the way they ought to be” (165). Rather, we should “share one another’s fate” and avail ourselves of the proceeds of our talents and opportunities “only when doing so is for the common benefit” (165).

Chapter 7 Summary: “Arguing Affirmative Action”

Sandel asks, Is affirmative action just, or is it “unjust to consider race and ethnicity as factors in hiring or university admissions” (168)? Proponents of affirmative action offer three justifications for it. First, it corrects potential bias in standardized tests. Second, it compensates for past wrongs. Third, it promotes diversity. This argument treats admission “less as a reward to the recipient than as a means of advancing a socially worthy aim” and is the one most often advanced by schools (171).

The second argument–that affirmative action compensates for past wrongs–can be challenged on the ground that “those who benefit are not necessarily those who have suffered, and those who pay the compensation are seldom those responsible for the wrongs being rectified” (170). The third argument–that promoting diversity is a value–is often challenged on both “practical” and “principled” grounds (172). Practically, opponents argue that affirmative action will not bring about a better society but rather will “damage the self-esteem of minority students, increase racial consciousness on all sides, heighten racial tensions, and provoke resentment among white ethnic groups who feel they, too, should get a break” (172). On principle, opponents argue that affirmative action is unfair because it violates the rights of the applicants who are “put at a competitive disadvantage” through no fault of their own (172).

A utilitarian would not see affirmative action as violating rights, as long as it produced greater benefits than harm. And even some rights-oriented philosophers, like Ronald Dworkin, reject this argument on the ground that the denied applicant has not been denied any rights, because there is no affirmative right to be considered on academic merit alone. Different universities define their mission different ways, and you only have a “legitimate expectation to admission insofar as you meet those standards better than other applicants” (173).

Does this mean that it would be just for universities to define their admission standards any way they’d like, even if they wanted to exclude particular people based on their races or religions, assuming they could legally do so? Dworkin would answer that today’s racial preferences are different because they “do not insult or stigmatize anyone” (176). Those who are not admitted are not considered “inferior,” and others are not admitted because they “deserve” an advantage that the rejected applicants do not (176). Rather, the idea is that diversity “serves the […] school’s educational purposes” (176).

Thus, the diversity justification for affirmative action could justify racial preferences for whites in some circumstances. For example, an apartment building that had a quota system favoring white applicants so that it could arrive at an optimal “racial and ethnic balance” that would discourage “white flight” and create a sustainably diverse community would not be criticized by proponents of this view. Rawls would say that no one “deserves” a particular apartment, and the relevant factor would be the housing authority’s mission.

Sandel argues that it may be impossible to separate morality from justice when considering affirmative action, for two reasons. First, “justice often has an honorific aspect”; in discussing justice, we consider “what qualities are worthy of honor and reward” (179). Second, “the idea that merit arises only once social institutions define their mission” is complicated by the fact that these institutions typically cannot “define their mission just any way they please” (179).

If the focus is on the furtherance of an institution’s mission, then admitting “development” applicants–those whose parents could make a sizeable donation to the school–could be seen as fair. Even auctioning spots to the highest bidders would be fair from this viewpoint. On the other hand, this approach could undermine the institution’s mission by undermining its integrity.

Because people have “different conceptions of honor and virtue,” tying debates about justice to these concepts may result in “hopeless disagreement” (183). This is why modern philosophers like Kant and Rawls tried to “find a basis for justice and rights that is neutral with respect to competing visions of the good life” (183). Chapter 8 examines whether they have succeeded. 

Chapters 5-7 Analysis

Chapters 5 and 6 present two additional freedom-based philosophies: those of Immanuel Kant and John Rawls. He builds on the previous chapters by contrasting their views with the utilitarian and libertarian approaches to rights. Kant is presented as challenging but important, as his philosophy “informs much contemporary thinking about morality and politics” (105). Sandel explains Kant’s view of freedom as acting in accordance with what he calls the “categorical imperative” (124). This is one of the contrasts between his view and utilitarianism, which has more of a “conditional” view of people’s interests (124). To explore Kant’s views, Sandel looks at questions in three areas: sex, lies, and politics, contrasting his views on these issues with those of utilitarians.

After noting that Kant conceived of an “imaginary” social contract but did not elaborate on what this contract would entail, Sandel transitions to his discussion of Rawls, who attempted to elaborate on the contents of the social contract (139). As in previous chapters, in Chapter 6, Sandel contrasts Rawls’s views with the utilitarian and libertarian approaches, adding Rawls’s criticisms of other theories of justice that he considered arbitrary, such as feudal aristocracies. Sandel summarizes Rawls’s egalitarian approach and, as he does when presenting other approaches, he presents the primary objections to egalitarianism.

Like Chapter 4 on the morality of markets, Chapter 7 brings together the previous discussion of various approaches to justice in the context of a hot-button issue: affirmative action. Examining the arguments for and against, Sandel notes that separating justice from morality is “disquieting,” and may be impossible (178). This is another hint at his own views on justice, developed in Chapter 10. He notes that people often differ in their views on virtue, which is why philosophers like Kant and Rawls tried to stay away from basing justice on a particular view of virtue. In contrast, the remaining chapters of the book, including the next chapter on Aristotle, discuss approaches to justice that incorporate a particular view of virtue.

blurred text
blurred text
blurred text
blurred text